Amy Jo Lee appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Amy Jo Lee appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-05-14 | Form ADV | GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC | GENERAL COUNSEL, SECRETARY, AND SR. MANAGING DIRECTOR | CHICAGO, IL |
| 2025-05-14 | Form ADV | SECURITY INVESTORS, LLC | GENERAL COUNSEL, SECRETARY, AND SR. MANAGING DIRECTOR | NEW YORK, NY |