GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC of CHICAGO, IL is an SEC-registered investment adviser (CRD 129288). Regulatory assets under management: $4.1B.
Compensation: % of AUM.
Clients served: Charities.
Showing 25 of 38 people.
| Name | Role | Location |
|---|---|---|
| Joanna Marie Catalucci | SR. MANAGING DIRECTOR | — |
| Amy Jo Lee | GENERAL COUNSEL, SECRETARY, AND SR. MANAGING DIRECTOR | — |
| Dustan Roy Beier | CHIEF FINANCIAL OFFICER AND TREASURER | — |
| Margaux Marie Misantone | CHIEF COMPLIANCE OFFICER | — |
| Brian Edward Binder | PRESIDENT, MUTUAL FUNDS BOARDS, AND SR. MANAGING DIRECTOR | — |
| MILLER KATHLEEN ANN | CHIEF COMPLIANCE OFFICER | — |
| LEE AMY JO | GENERAL COUNSEL, SECRETARY, AND SR. MANAGING DIRECTOR; SENIOR VICE PRESIDENT AND SECRETARY | — |
| MINERD BYRON SCOTT | DIRECTOR | — |
| BYRUM MICHAEL PAUL | SENIOR VICE PRESIDENT; VICE PRESIDENT | — |
| ROBINSON KAREN M | GENERAL COUNSEL AND SECRETARY; SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL; SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY | — |
| HOOTEN DAVID CHARLES | CEO; CHAIRMAN OF THE BOARD AND CEO | — |
| DALMASO NICHOLAS | SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL | — |
| DILEONARDI ANTHONY JAMES | SENIOR MANAGING DIRECTOR, DISTRIBUTION; VICE CHAIRMAN | — |
| RIGERT MICHAEL JOSEPH | PRESIDENT; VICE CHAIRMAN | — |
| KOCHEVAR ANNE STEELE | MANAGING DIRECTOR AND CCO; MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER; SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | — |
| COGLIANDRO DOMINICK | CHIEF OPERATING OFFICER; MANAGING DIRECTOR AND COO | — |
| ALBELDA BRUCE RUDOLPH | CHIEF FINANCIAL OFFICER; SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | — |
| CHAMBERLAIN SUSAN MERLE | CHIEF COMPLIANCE OFFICER | — |
| DALMASO NICHOLAS NMN | CHIEF ADMINISTRATIVE OFFICER | — |
| SAXON BRUCE NMN | CHIEF COMPLIANCE OFFICER; VP, CHIEF COMPLIANCE OFFICER | — |
| FUTRELL JOHN THOMAS | SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | — |
| MAGOON CHRISTIAN WILLIAM | PRESIDENT | — |
| HILL STEVEN MARK | MANAGING DIRECTOR & CFO; MANAGING DIRECTOR, CFO & COO | — |
| MILLINGTON CHARLES GLENN | SENIOR MANAGING DIRECTOR, CFO & COO | — |
| WESBURY BRIAN STUART | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT STRATEGIST & CHAIRMAN OF THE INVESTMENT COMMITTEE | — |
| City | State | Employees | Phone |
|---|---|---|---|
| SANTA MONICA | CA | 0 | 310-576-1270 |
| ROCKVILLE | MD | 0 | 301-296-5200 |
| NEW YORK | NY | 0 | 212-518-9010 |
| SANTA MONICA | CA | 0 | 310-576-1270 |
| ROCKVILLE | MD | 0 | 301-296-5200 |
| NEW YORK | NY | 0 | 212-518-9010 |