Carolyn Au appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Carolyn Au appears on 1 filing role across Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-26 | Form ADV | ROSE SMART GROWTH INVESTMENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | NEW YORK, NY |