ROSE SMART GROWTH INVESTMENT ADVISORS, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 161271). Regulatory assets under management: $2.0B.
Compensation: % of AUM, Performance, Other.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Jonathan FP Rose | CHIEF EXECUTIVE OFFICER; SOLE MEMBER | New York, NY |
| Carolyn Au | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | — |
| LOFTUS KEVIN PATRICK | CHIEF FINANCIAL OFFICER | — |
| ROSE JONATHAN FP | CHIEF EXECUTIVE OFFICER; SOLE MEMBER | — |
| ROWDEN GWEN | MANAGING DIRECTOR | — |
| PLITHIDES VIRGINIA MARGARET | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCE | — |
| ARMAN MICHAEL JHETT | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | — |
| CHAUHAN SANJAY | CHIEF FINANCIAL OFFICER | — |
| DALY MICHAEL DENNIS | CHIEF OPERATING OFFICER | — |
| AU CAROLYN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | — |
| Jonathan F.P. Rose | CHIEF EXECUTIVE OFFICER; SOLE MEMBER | — |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| ROSE AFFORDABLE HOUSING PRESERVATION FUND LLC | Real Estate Fund | Delaware | 2 | $3.6M | — |