FLEMING GREGORY JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FLEMING GREGORY JAMES appears on 29 filing roles across Form ADV (29).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | DIRECTOR & EXECUTIVE VICE PRESIDENT | NEW YORK, NY |
| — | Form ADV | ROCKEFELLER FINANCIAL LLC | DIRECTOR | NEW YORK, NY |
| — | Form ADV | NORTHLEAF CAPITAL PARTNERS (CANADA) LTD. | TRUSTEE | TORONTO, ONTARIO |
| — | Form ADV | MILLENNIUM MANAGEMENT LLC | TRUSTEE | NEW YORK, NY |
| — | Form ADV | MORGAN STANLEY | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | PURCHASE, NY |
| — | Form ADV | SETANTA ASSET MANAGEMENT LTD | TRUSTEE | DUBLIN |
| — | Form ADV | KEYRIDGE ASSET MANAGEMENT LIMITED | TRUSTEE | DUBLIN 1 |
| — | Form ADV | NORTHLEAF CAPITAL ADVISORS LTD. | TRUSTEE | TORONTO, ONTARIO |
| — | Form ADV | EMPOWER CAPITAL MANAGEMENT, LLC | TRUSTEE | GREENWOOD VILLAGE, CO |
| — | Form ADV | EMPOWER ADVISORY GROUP, LLC | TRUSTEE | GREENWOOD VILLAGE, CO |
| — | Form ADV | ROCKEFELLER & CO. LLC | PRESIDENT & CHIEF EXECUTIVE OFFICER | NEW YORK, NY |
| — | Form ADV | PERFORMANCE EQUITY MANAGEMENT, LLC | TRUSTEE | GREENWICH, CT |
| — | Form ADV | DIAGRAM CORPORATION | TRUSTEE | MONTREAL, QC |
| — | Form ADV | SAGARD PRIVATE EQUITY PARTNERS | TRUSTEE | PARIS |
| — | Form ADV | MACKENZIE INVESTMENTS | TRUSTEE | TORONTO, ONTARIO |
| — | Form ADV | MACKENZIE INVESTMENTS EUROPE LIMITED | TRUSTEE | DUBLIN 4 |
| — | Form ADV | MACKENZIE INVESTMENTS ASIA LIMITED | TRUSTEE | HONG KONG |
| — | Form ADV | HALSEYPOINT ASSET MANAGEMENT, LLC | TRUSTEE | EL SEGUNDO, CA |
| — | Form ADV | POWER SUSTAINABLE MANAGER US, INC. | FAMILY TRUSTEE | MIAMI, FL |
| — | Form ADV | SAGARD HOLDINGS MANAGER LP | TRUSTEE | TORONTO, ONTARIO |
| — | Form ADV | MACKENZIE INVESTMENTS | TRUSTEE | BOSTON, MA |
| — | Form ADV | PANAGORA ASSET MANAGEMENT INC | TRUSTEE | BOSTON, MA |
| — | Form ADV | SAGARD HOLDINGS MANAGER (US) LLC | TRUSTEE | NEW YORK CITY, NY |
| — | Form ADV | EVERWEST ADVISORS LLC | TRUSTEE | DENVER, CO |
| — | Form ADV | ROCKEFELLER & CO., INC | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NEW YORK, NY |
| — | Form ADV | ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED | FINANCE OFFICER | LONDON |
| — | Form ADV | COUTTS & CO INVESTMENT MANAGEMENT LTD. | DIRECTOR | LONDON |
| — | Form ADV | POWER SUSTAINABLE INVESTMENT MANAGEMENT INC. | TRUSTEE | MONTREAL, QUEBEC |
| — | Form ADV | GRAYHAWK WEALTH US INC. | TRUSTEE | CALGARY, ALBERTA |