WESTMAN CARYN LEE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. WESTMAN CARYN LEE appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | UNITED CAPITAL FINANCIAL ADVISORS, LLC | CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | IRVING, TX |
| — | Form ADV | FINANCIAL SYNERGIES ADVISORY INC | SECRETARY/CHIEF COMPLIANCE OFFICER | HOUSTON, TX |
| — | Form ADV | HOTCHKISS ASSOCIATES LLC | CORPORATE SECRETARY/SENIOR VICE PRESIDENT - ENTERPRISE RISK MANAGEMENT | CHICAGO, IL |
| — | Form ADV | UNITED CAPITAL INVESTMENT ADVISERS, INC | CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | PFE ADVISORS, INC. | CHIEF COMPLIANCE OFFICER / CORPORATE SECY | SOUTHBOROUGH, MA |
| — | Form ADV | INTEGRATED FINANCIAL MANAGEMENT INC | SR VP, CORP SECRETARY, CHIEF COMPLIANCE OFFICER | NORTHBROOK, IL |