UNITED CAPITAL INVESTMENT ADVISERS, INC

UNITED CAPITAL INVESTMENT ADVISERS, INC of NEWPORT BEACH, CA is an SEC-registered investment adviser (CRD 134627). Regulatory assets under management: $660.0M.

Registration

Officers, owners & control persons (6)

NameRoleLocation
DURAN JOSEPH JOHN THOMASDIRECTOR, CEO; PRESIDENT, INVESTMENT COMMITTEE MEMBER; SHAREHOLDER OF UCFP
BOMMARITO PATRICK MATTHEWDIRECTOR, INVESTMENT COMMITTEE MEMBER; DIRECTOR, PRESIDENT; TRUSTEE
FISHBEIN NANCY MORRISONCFO/TREASURER
WESTMAN CARYN LEECORPORATE SECRETARY, CCO; CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER
ROTH RALPH LAWRENCECHIEF OPERATING OFFICER
DOEDE ROBERT WILLIAMDIRECTOR

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