HARTE FRANCIS MICHAEL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HARTE FRANCIS MICHAEL appears on 16 filing roles across Form ADV (16).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NYL INVESTMENTS EUROPE LIMITED | ELECTED TO THE BOARD OF MANAGERS | DUBLIN |
| — | Form ADV | MACKAY SHIELDS LLC | KIRK LEHNEIS, ELECTED TO THE BOARD OF MANAGERS | NEW YORK, NY |
| — | Form ADV | APOGEM CAPITAL LLC | BOARD MEMBER | NEW YORK, NY |
| — | Form ADV | GAM USA INC. | TREASURER | NEW YORK, NY |
| — | Form ADV | KARTESIA MANAGEMENT SARL | MANAGER | LEUDELANGE |
| — | Form ADV | NEW YORK LIFE INVESTMENT MANAGEMENT LLC | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | AUSBIL INVESTMENT MANAGEMENT LIMITED | DIRECTOR | SYDNEY |
| — | Form ADV | INSTITUTIONAL CAPITAL LLC | DIRECTOR | CHICAGO, IL |
| — | Form ADV | ARTIO GLOBAL MANAGEMENT LLC | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | INDEXIQ ADVISORS LLC | ELECTED MANAGER AND CHAIRMAN | NEW YORK, NY |
| — | Form ADV | GOLDPOINT PARTNERS LLC | ELECTED MANAGER | NEW YORK, NY |
| — | Form ADV | JULIUS BAER SECURITIES INC. | SENIOR VICE PRESIDENT | NEW YORK, NY |
| — | Form ADV | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC | ELECTED MANAGER | NEW YORK, NY |
| — | Form ADV | MACKAY SHIELDS UK LLP | MEMBER OF THE BOARD OF MANAGERS OF MACKAY SHIELDS LLC | LONDON |
| — | Form ADV | MCF CAPITAL MANAGEMENT LLC | MANAGER AND MEMBER OF THE AUDIT COMMITTEE | CHICAGO, IL |
| — | Form ADV | MADISON CAPITAL FUNDING LLC | ELECTED MANAGER AND MEMBER OF THE AUDIT COMMITTEE | CHICAGO, IL |