MACKAY SHIELDS UK LLP of LONDON is an SEC exempt reporting adviser (CRD 167939).
| Name | Role | Location |
|---|---|---|
| Lee W Young | CHIEF LEGAL OFFICER; MEMBER OF MANAGEMENT COMMITTEE | Oklahoma City, OK |
| HARTE FRANCIS MICHAEL | MEMBER OF THE BOARD OF MANAGERS OF MACKAY SHIELDS LLC | — |
| FISHER FREDERICK PAUL | MEMBER OF THE BOARD OF MANAGERS OF MACKAY SHIELDS LLC | — |
| KIM JOHN YONG | ELECTED MANAGER | — |
| FLEURANT JOHN THOMAS | ELECTED MANAGER; ELECTED TO THE BOARD OF MANAGERS; MEMBER OF THE BOARD OF MANAGERS OF MACKAY SHIELDS LLC | — |
| PHLEGAR JEFFREY SCOTT | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, MEMBER OF MANAGEMENT COMMITTEE; CHIEF EXECUTIVE OFFICER, MEMBER OF THE MANAGEMENT COMMITTEE (+3 more) | — |
| PROTAS LUCILLE | CHIEF OPERATING OFFICER; ELECTED MANAGER; PRESIDENT, CHIEF OPERATING OFFICER, MEMBER OF MANAGEMENT COMMITTEE | — |
| BUSTAMANTE RENE ARTURO | CHIEF COMPLIANCE OFFICER | — |
| LAWTON DREW EDWARD | ELECTED MANAGER; ELECTED TO THE BOARD OF MANAGERS | — |
| BLUNT CHRISTOPHER OWSLEY | ELECTED TO THE BOARD OF MANAGERS | — |
| MALLOY ANTHONY RAMSEY | ELECTED MANAGER; ELECTED TO THE BOARD OF MANAGERS; MEMBER OF THE BOARD OF MANAGERS OF MACKAY SHIELDS LLC | — |
| HUNG YIE-HSIN | ELECTED MANAGER | — |
| BEDARD DAVID G | ELECTED MANAGER | — |
| LEE KAHYEONG NMN | GENERAL COUNSEL, MEMBER OF THE MANAGEMENT COMMITTEE; MEMBER OF MANAGEMENT COMMITTEE; MEMBER OF THE MANAGEMENT COMMITTEE | — |
| BEDARD DAVID GERALD | ELECTED TO THE BOARD OF MANAGERS | — |
| HUNG YIE-HSIN NMN | ELECTED TO THE BOARD OF MANAGERS; MEMBER OF THE BOARD OF MANAGERS OF MACKAY SHIELDS LLC | — |
| ABOU-JAOUDE NAIM | MEMBER OF THE BOARD OF MANAGERS OF MACKAY SHIELDS LLC | — |
| PROTAS LUCILLE MARIAN | ELECTED MANAGER; ELECTED TO THE BOARD OF MANAGERS; MEMBER OF THE BOARD OF MANAGERS OF MACKAY SHIELDS LLC (+2 more) | — |
| Lehneis Kirk C | MEMBER OF THE BOARD OF MANAGERS OF MACKAY SHIELDS LLC | — |
| HARRIS LOUISE ANNE | HEAD OF LEGAL, MEMBER OF MANAGEMENT COMMITTEE | — |
| NAGELE MATTHEW DAVID | HEAD OF UK & EMEA DISTRIBUTION AND MEMBER OF THE MANAGEMENT COMMITTEE; MEMBER OF MANAGEMENT COMMITTEE | — |
Hedge Fund: 3 · Other Private Fund: 1
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| PLAINVIEW FUNDS PLC - MACKAY SHIELDS UNCONSTRAINED BOND PORTFOLIO | Hedge Fund | — | 13 | $316.3M | $5.0M |
| PLAINVIEW FUNDS PLC - MACKAY SHIELDS FLOATING RATE HIGH YIELD PORTFOLIO | Other Private Fund | — | 3 | $51.4M | $5.0M |
| PLAINVIEW FUNDS PLC-MACKAY SHIELDS CORE PLUS OPPORTUNITIES PORTFOLIO | Hedge Fund | — | 3 | $34.9M | $5.0M |
| PLAINVIEW FUNDS PLC - MACKAY SHIELDS HIGH YIELD CROSSOVER PORTFOLIO | Hedge Fund | — | 2 | $7.7M | $5.0M |