BROWN KEVIN THOMAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BROWN KEVIN THOMAS appears on 16 filing roles across Form ADV (16).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CHARLES SCHWAB & CO., INC. | GENERAL COUNSEL | SAN FRANCISCO, CA |
| — | Form ADV | HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED | CHIEF EXECUTIVE OFFICER | LONDON |
| — | Form ADV | APEXIUM FINANCIAL LP | TRUSTEE | DALLAS, TX |
| — | Form ADV | ELMWOOD ASSET MANAGEMENT LLC | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | SOUNDWATCH CAPITAL, LLC | TRUSTEE | DALLAS, TX |
| — | Form ADV | HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED | DIRECTOR / CHIEF OPERATING OFFICER | HONG KONG |
| — | Form ADV | HSBC GLOBAL ASSET MANAGEMENT (USA) INC. | CHIEF OPERATING OFFICER, TREASURER | NEW YORK, NY |
| — | Form ADV | COX CAPITAL MANAGEMENT LLC | PARTNER | ANDOVER, MA |
| — | Form ADV | MARQUETTE ASSET MANAGEMENT, LLC | MANAGING DIRECTOR; CHIEF OPERATING OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | BARING ASSET MANAGEMENT LLC | GENERAL COUNSEL, CCO, SVP | BOSTON, MA |
| — | Form ADV | HSBC GLOBAL ASSET MANAGEMENT (TAIWAN) LIMITED | DIRECTOR OF AMTW | TAIPEI |
| — | Form ADV | HSBC GLOBAL ASSET MANAGEMENT (SINGAPORE) LIMITED | NON-EXECUTIVE DIRECTOR | SINGAPORE |
| — | Form ADV | BLUE WATER CAPITAL MANAGEMENT, LLC | PARTNER-WEALTH MANAGEMENT, RETIREMENT PLAN SERVICES | SYRACUSE, NY |
| — | Form ADV | CAPSTONE WEALTH MANAGEMENT, LLC | MANAGING MEMBER | NEW YORK, NY |
| — | Form ADV | HSBC ASSET MANAGEMENT (SINGAPORE) LIMITED | NON-EXECUTIVE DIRECTOR | SINGAPORE |
| — | Form ADV | APEXIUM FINANCIAL LP | LIMITED PARTNER | NEW YORK, NY |