BERTHEL THOMAS JOSEPH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BERTHEL THOMAS JOSEPH appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | PRESIDENT | CEDAR RAPIDS, IA |
| — | Form ADV | BFC PLANNING, INC. | CHAIRMAN OF BOARD | CEDAR RAPIDS, IA |
| — | Form ADV | SECURITIES MANAGEMENT AND RESEARCH, INC. | CEO & PRESIDENT | MARION, IA |