SECURITIES MANAGEMENT AND RESEARCH, INC. of MARION, IA is an SEC-registered investment adviser (CRD 759). Regulatory assets under management: $3.3M.
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| Name | Role | Location |
|---|---|---|
| AXELSON TERESA ELAINE | VICE PRESIDENT; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| DIXON GORDON DENNIS | SVP, CHIEF INVESTMENT OFFICER, DIRECTOR | — |
| KOELEMAY BRENDA THOMAS | VICE PRESIDENT, TREASURER; VICE PRESIDENT, TREASURER, CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER | — |
| MCCROSKEY MICHAEL WADE | PRESIDENT, CEO, DIRECTOR | — |
| PRAKER SALLY FITZHUGH | ASSISTANT VICE PRESIDENT | — |
| LORD MICHELE SWIGGETT | ASSISTANT SECRETARY | — |
| HARRINGTON TERRELL BRETT | VICE PRESIDENT; VICE PRESIDENT AND CHIEF SECURITIES MARKETING OFFICER | — |
| LUCAS ROBERT EUGENE | DIRECTOR | — |
| FERDINANDSTEN G RICHARD | DIRECTOR | — |
| DOUGLAS VICKI RENE | ASSISTANT VICE PRESIDENT | — |
| GEIB STEVEN DOUGLAS | ASSISTANT VICE PRESIDENT | — |
| HERZ IRWIN MAX | TRUSTEE | — |
| BEHRENS DAVID ALAN | DIRECTOR | — |
| PRICE RONALD CLARK | SENIOR VICE PRESIDENT, RETAIL SALES DIVISION; VICE PRESIDENT | — |
| DUNCAN ANDREW RYAN | VICE PRESIDENT, DERIVATIVES STRATEGIES & ALTERNATIVE INVESTMENTS; VICE PRESIDENT, HEAD OF EQUITIES; VICE PRESIDENT, HEAD OF MUTUAL FUNDS | — |
| LEMIRE ANNE MARIE | VICE PRESIDENT, HEAD OF FIXED INCOME | — |
| MAIDLOW JOHN SPENCER | VICE PRESIDENT, HEAD OF PORTFOLIO MANAGEMENT; VICE PRESIDENT, PRIVATE ACCOUNTS | — |
| BERTHEL THOMAS JOSEPH | CEO; CEO & PRESIDENT | — |
| BRENDENGEN RONALD ODIN | CHIEF OPERATING OFFICER; EXECUTIVE VICE PRESIDENT | — |
| WEGMANN DANIEL PETER | CFO & FINOPS | — |
| PETERMAN TOBI LANE | DESIGNATED AGENT; SENIOR VICE PRESIDENT | — |
| DAVENPORT SHELLEY RAE | CHIEF COMPLIANCE OFFICER | — |
| MURPHY RICHARD MAURICE | PRESIDENT | — |
| JENSEN MICHAEL | VICE PRESIDENT | — |
| WELCH RONALD JAY | DIRECTOR | — |