DAVENPORT SHELLEY RAE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DAVENPORT SHELLEY RAE appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | VICE PRESIDENT LEGAL & REGULATORY MATTERS (A/O 11/2017) | CEDAR RAPIDS, IA |
| — | Form ADV | SECURITIES MANAGEMENT AND RESEARCH, INC. | CHIEF COMPLIANCE OFFICER | MARION, IA |