CARLSON KATHLEEN ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CARLSON KATHLEEN ANN appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NICOLLET INVESTMENT MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | PARKER CARLSON & JOHNSON | PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, DIRECTOR | DAYTON, OH |
| — | Form ADV | ZAK CAPITAL INC | VP; SEC | MINNEAPOLIS, MN |
| — | Form ADV | PROFESSIONAL FINANCIAL SERVICES, INC. | PRESIDENT AND CHIEF COMPLIANCE OFFICER | SIOUX FALLS, SD |