SMITH GREGORY LEE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH GREGORY LEE appears on 17 filing roles across Form ADV (17).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | AVIOR WEALTH MANAGEMENT, LLC | OWNER | OMAHA, NE |
| — | Form ADV | WESTCHESTER CAPITAL PARTNERS, LLC | MEMBER | VALHALLA, NY |
| — | Form ADV | MILLENIA FINANCIAL PARTNERS, LLC | CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER | DOYLESTOWN, PA |
| — | Form ADV | CAPITAL WEALTH ALLIANCE, LLC | MANAGING MEMBER | SCOTTSDALE, AZ |
| — | Form ADV | CALDWELL ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | BRENTWOOD, TN |
| — | Form ADV | INTERMEDE INVESTMENT PARTNERS LIMITED | DIRECTOR | LONDON |
| — | Form ADV | FINANCIAL ADVANTAGE INC | VICE PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | COLUMBIA, MD |
| — | Form ADV | BALTIMORE CAPITAL MANAGEMENT, INC. | CHAIRMAN OF THE BOARD | BALTIMORE, MD |
| — | Form ADV | G.L.S. & ASSOCIATES, INC. | COMPLIANCE OFFICER | HUNTSVILLE, AL |
| — | Form ADV | MUNICREST INVESTMENT MANAGEMENT COMPANY, LLC | PARTNER | NORTH ANDOVER, MA |
| — | Form ADV | BEACON INVESTMENT MANAGEMENT, LLC | PARTNER | BOSTON, MA |
| — | Form ADV | WESTCHESTER CAPITAL MANAGEMENT INC | VICE PRESIDENT | VALHALLA, NY |
| — | Form ADV | RS INVESTMENT MANAGEMENT CO. LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | PROVIDENT WEALTH MANAGEMENT INC | CHIEF COMPLIANCE OFFICER | ERIE, PA |
| — | Form ADV | MCGINN, SMITH ADVISORS LLC | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHAIRMAN | ALBANY, NY |
| — | Form ADV | C.S. MCKEE, L.P. | CLIENT ACCOUNTANT | PITTSBURGH, PA |
| — | Form ADV | MCGINN, SMITH & CO., INC. | PRESIDENT, SENIOR REGISTERED OPTION PRINCIPAL, COMPLIANCE REGISTERED OPTION PRINCIPAL | ALBANY, NY |