SCOTT CYNTHIA ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SCOTT CYNTHIA ANN appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | OMC FINANCIAL SERVICES LTD | PRESIDENT AND CHIEF COMPLIANCE OFFICER | DEWITT, NY |
| — | Form ADV | HANSBERGER GLOBAL INVESTORS, INC. | DIRECTOR/SR. VP/CHIEF ADMINISTRATIVE OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARY OF REGISTRANT; SR. VP/SECRETARY OF PARENT | FORT LAUDERDALE, FL |
| — | Form ADV | NEWPORT COAST SECURITIES, INC. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | BROOKSTREET SECURITIES CORPORATION | ADVISORY CHIEF COMPLIANCE OFFICER | IRVINE, CA |
| — | Form ADV | IVY MANAGEMENT INC | SENIOR VICE PRESIDENT | BOCA RATON, FL |