NEWPORT COAST SECURITIES, INC.

NEWPORT COAST SECURITIES, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 16944). Regulatory assets under management: $79.0M.

Registration

Officers, owners & control persons (11)

NameRoleLocation
SCOTT CYNTHIA ANNCHIEF COMPLIANCE OFFICER; PRESIDENT
WASHBURN STEPHEN PAULCHIEF COMPLIANCE OFFICER
MCPHERSON KATHLEEN MARGARETCEO; CEO/PRESIDENT
THORNTON ROBERT LEEBACK UP FINOP; FINOP
MROZ STANLEY JOHNFINOP
KESSLER KRISTOPHER CHARLESCOO
LOPEZ DEREKPRESIDENT
BETTINGEN MURRAY GRANTFINOP; TRUSTEE OF THE BETTINGEN 1999 TRUST/CHIEF COMPLIANCE OFFICER; TRUSTEE OF THE BETTINGEN 1999 TRUST/FINOP
ONESTO RICHARD ERNESTCCO/FINOP/CFO; CEO; FINOP/CFO
LEE KEVIN CHONGCHIEF COMPLIANCE OFFICER
WOJNOWSKI DONALD ANTHONY JRCEO

More on this firm