ROUGHTON MICHAEL DENNIS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROUGHTON MICHAEL DENNIS appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | PRINCIPAL SECURITIES, INC. | COUNSEL | DES MOINES, IA |
| — | Form ADV | PRINCIPAL GLOBAL INVESTORS, LLC | COUNSEL | DES MOINES, IA |
| — | Form ADV | PRINCIPAL MANAGEMENT CORP | SENIOR VICE PRESIDENT AND COUNSEL | DES MOINES, IA |
| — | Form ADV | PRINCIPAL FINANCIAL ADVISORS, INC. | VICE PRESIDENT & COUNSEL | DES MOINES, IA |
| — | Form ADV | INVISTA CAPITAL MANAGEMENT LLC | COUNSEL | DES MOINES, IA |