PRINCIPAL GLOBAL INVESTORS, LLC of DES MOINES, IA is an SEC-registered investment adviser (CRD 109002). Regulatory assets under management: $427.7B.
Compensation: % of AUM, Fixed, Performance, Other.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos, Other.
Showing 25 of 71 people.
| Name | Role | Location |
|---|---|---|
| Jill Marie Hittner | CHIEF FINANCIAL OFFICER; EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | Des Moines, IA |
| Kamal Bhatia | CHIEF EXECUTIVE OFFICER & PRESIDENT | — |
| Kenneth Allen Mccullum | DIRECTOR; SVP & CHIEF RISK OFFICER | — |
| Todd Anthony Jablonski | CIO & GLOBAL HEAD OF MULTI-ASSET AND QUANTITATIVE STRATEGIES; CIO-PGAA | — |
| Justin Thomas Lange | CHIEF COMPLIANCE OFFICER | — |
| Todd Eugene Everett | GLOBAL HEAD OF PRIVATE MARKETS | — |
| George Peter Maris | CIO & GLOBAL HEAD OF EQUITIES | — |
| Michael Jason Goosay | CIO & GLOBAL HEAD OF FIXED INCOME | — |
| George Djurasovic | GENERAL COUNSEL | — |
| Barbara Wenig | CHIEF BUSINESS OFFICER; GLOBAL HEAD OF OPERATIONS | — |
| Timothy Allen Hill | SENIOR EXECUTIVE MANAGING DIRECTOR; SENIOR EXECUTIVE MANAGING DIRECTOR, U.S. AND EUROPE CLIENT GROUP | — |
| Brian Steven Ness | EXECUTIVE DIRECTOR & CIO PGAM & PI | — |
| Ellen Wilson Shumway | DIRECTOR; GLOBAL HEAD OF PRODUCT | — |
| Daniel Joseph Houston | DIRECTOR | — |
| MCCULLUM KENNETH A | SVP & CHIEF RISK OFFICER | — |
| ROUGHTON MICHAEL DENNIS | COUNSEL | — |
| SERAJI-SPELLERBERG MINOO | CHIEF COMPLIANCE OFFICER - NORTH AMERICA | — |
| SHAFF KAREN ELIZABETH | DIRECTOR | — |
| ZIMPLEMAN LARRY DONALD | BOARD CHAIRMAN; DIRECTOR | — |
| BEER MICHAEL JON | EXECUTIVE DIRECTOR - FUNDS; EXECUTIVE DIRECTOR - PRINCIPAL FUNDS | — |
| DONOHUE ANDREW JOHN | CHIEF COMPLIANCE OFFICER | — |
| HILLER JEFFREY | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER-GLOBAL | — |
| BLAKE DAVID MICHAEL | EXECUTIVE DIRECTOR; GLOBAL HEAD OF PUBLIC MARKETS; SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | — |
| DUNBAR TIMOTHY MARK | DIRECTOR; EXECUTIVE DIRECTOR | — |
| MCCAUGHAN JAMES PATRICK | CHIEF EXECUTIVE OFFICER; EXECUTIVE VP AND GLOBAL HEAD OF ASSET MANAGEMENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-09-08 | regulatory | IN APRIL 2022 PRINCIPAL GLOBAL INVESTORS, LLC (PGI) HAD AN UNINTENTIONAL SHORT SALE OF A SECURITY DUE TO A CORPORATE ACTION IN POTENTIAL BREACH OF LOCAL REGULATIONS. IN SEPTEMBER 2022, PGI RECEIVED AN EMAIL REGARDING "NOTICE OF ACTION TO BE TAKEN" REGARDING THE BREACH OF LOCAL RESTRICTION PROVISIONS… | Final | $34K |
Hedge Fund: 6 · Private Equity Fund: 4
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| FINISTERRE EMD TOTAL RETURN FUND, LP | Hedge Fund | Delaware | 3 | $329.7M | $20.0M |
| PRINCIPAL ALTERNATIVE CREDIT UNLEVERED FUND, LP | Hedge Fund | Delaware | 3 | $164.9M | $5.0M |
| PAC EVERGREEN FUND, LP | Hedge Fund | Cayman Islands | 1 | $108.5M | — |
| PRINCIPAL ALTERNATIVE CREDIT UNLEVERED FUND (OFFSHORE), LP | Hedge Fund | Cayman Islands | 1 | $86.1M | — |
| PAC SEPARATE ACCOUNT (CAYMAN) IV, LP | Private Equity Fund | Cayman Islands | 1 | $67.8M | — |
| PAC SEPARATE ACCOUNT (CAYMAN) II, LP | Private Equity Fund | Cayman Islands | 1 | $56.4M | — |
| PAC SEPARATE ACCOUNT (CAYMAN) III, LP | Private Equity Fund | Cayman Islands | 2 | $56.3M | — |
| PAC SEPARATE ACCOUNT (CAYMAN), LP | Private Equity Fund | Cayman Islands | 1 | $52.8M | — |
| PRINCIPAL ALTERNATIVE CREDIT FUND (OFFSHORE), LP | Hedge Fund | Cayman Islands | 2 | $34.4M | $5.0M |
| PRINCIPAL ALTERNATIVE CREDIT UNLEVERED FUND (OFFSHORE) - C, LP | Hedge Fund | Cayman Islands | 1 | $15.7M | $5.0M |
Showing 15 of 19 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| NEW YORK | NY | 35 | 212-603-3600 |
| ROSEVILLE | CA | 25 | 800-986-3343 |
| SEATTLE | WA | 23 | 206-913-5800 |
| LONDON | — | 23 | 800-986-3343 |
| SAO PAULO | — | 20 | 800-986-3343 |
| WANCHAI | — | 15 | 852-2827-1628 |
| CHICAGO | IL | 12 | 800-986-3343 |
| STAMFORD | CT | 11 | (203)322-0189 |
| SINGAPORE | — | 8 | 800-986-3343 |
| LAKE OSWEGO | OR | 6 | 800-986-3343 |
| DENVER | CO | 5 | 800-986-3343 |
| MIAMI | FL | 3 | 1-305-619-8795 |
| MINNEAPOLIS | MN | 3 | 18004267488 |
| RALEIGH | NC | 2 | 800-986-3343 |
| ATLANTA | GA | 1 | 800-986-3343 |