SHAFF KAREN ELIZABETH

SHAFF KAREN ELIZABETH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SHAFF KAREN ELIZABETH appears on 7 filing roles across Form ADV (7).

Registered advisers

Filings (7)

FiledSourceEntityRoleLocation
Form ADVPOST ADVISORY GROUP, LLCDIRECTORLOS ANGELES, CA
Form ADVPRINCIPAL SECURITIES, INC.DIRECTORDES MOINES, IA
Form ADVPRINCIPAL GLOBAL INVESTORS, LLCDIRECTORDES MOINES, IA
Form ADVPRINCIPAL MANAGEMENT CORPEXECUTIVE VICE PRESIDENT/GENERAL COUNSEL AND SECRETARYDES MOINES, IA
Form ADVMORLEY CAPITAL MANAGEMENT, INC.GENERAL COUNSEL AND SECRETARYPORTLAND, OR
Form ADVPRINCIPAL FINANCIAL ADVISORS, INC.SENIOR VICE PRESIDENT & GENERAL COUNSELDES MOINES, IA
Form ADVPRINCIPAL CAPITAL GLOBAL INVESTORS LIMITEDDIRECTOR OF REGISTRANTSYDNEY (NSW)

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