KELLY DANIEL JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KELLY DANIEL JAMES appears on 16 filing roles across Form ADV (16).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | IOR | CHIEF RISK OFFICER | CLAYTON, MO |
| — | Form ADV | LINCOLN INVESTMENT PLANNING, LLC | CHIEF FINANCIAL OFFICER | FORT WASHINGTON, PA |
| — | Form ADV | GEODE CAPITAL MANAGEMENT, LLC | DIRECTOR | BOSTON, MA |
| — | Form ADV | NATIONWIDE SECURITIES, LLC | VICE PRESIDENT AND CHIEF OPERATING OFFICER | COLUMBUS, OH |
| — | Form ADV | GRANAHAN INVESTMENT MANAGEMENT LLC | CLERK | WALTHAM, MA |
| — | Form ADV | THOROUGHBRED FINANCIAL SERVICES, LLC | V.P. OPERATIONS - CCO, CFO | BRENTWOOD, TN |
| — | Form ADV | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | PRESIDENT | OMAHA, NE |
| — | Form ADV | LASALLE FINANCIAL SERVICES, INC. | GROUP SENIOR VICE PRESIDENT | CHICAGO, IL |
| — | Form ADV | BKS ADVISORS LLC | MEMBER | SOUTHFIELD, MI |
| — | Form ADV | STRATEGIC WEALTH ADVISORS GROUP, INC. | CHIEF EXECUTIVE OFFICER | SAN MATEO, CA |
| — | Form ADV | 1717 CAPITAL MANAGEMENT COMPANY | CHIEF OPERATING OFFICER | NEWARK, DE |
| — | Form ADV | NORTHERN NECK INVESTORS LLC | DIRECTOR | BOSTON, MA |
| — | Form ADV | ONEX CANADA ASSET MANAGEMENT INC. | HEAD OF GLUSKIN SHEFF | TORONTO ON |
| — | Form ADV | KELLY FINANCIAL GROUP, LLC | MANAGING MEMBER | WETHERSFIELD, CT |
| — | Form ADV | FIDELITY BROKERAGE SERVICES LLC | DIRECTOR | BOSTON, MA |
| — | Form ADV | FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. | DIRECTOR, PRESIDENT | BOSTON, MA |