THOMPSON MARK A appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. THOMPSON MARK A appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MACKAY SHIELDS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | MARINER INVESTMENT GROUP, LLC | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NEW YORK, NY |
| — | Form ADV | WALNUT GROVE CAPITAL PARTNERS, LP | SOLE MEMBER | MEMPHIS, TN |
| — | Form ADV | RIVERBRIDGE PARTNERS LLC | CHIEF MANAGER | MINNEAPOLIS, MN |
| — | Form ADV | CIM CAPITAL, LLC | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | LOS ANGELES, CA |
| — | Form ADV | TRICADIA CDO MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NEW YORK, NY |