TRICADIA CDO MANAGEMENT, LLC

TRICADIA CDO MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 128838). Regulatory assets under management: $61.6M.

Registration

CRD: 128838
SEC file number: 801-62492
Type: Registered investment adviser
Location: 780 THIRD AVENUE, 29TH FLOOR, NEW YORK, NY, 10017
Phone: 646-388-5900
Latest filing: 2017-04-12
Regulatory AUM: $61.6M
Discretionary AUM: $61.6M
Clients: 5
Accounts: 2

Officers, owners & control persons (9)

Name	Role	Location
THOMPSON MARK A	CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL	—
MCKEE JAMES ERNEST	CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER	—
MICHAELCHECK WILLIAM JETER	CHAIRMAN	—
BARNES MICHAEL GENE	MANAGING MEMBER; MANAGING MEMBER OF TRICADIA HOLDINGS GP, LLC; MANAGING MEMBER - SHAREHOLDER OF CLASS C INTEREST (COMMON INTEREST) (+3 more)	—
INAYATULLAH ARIF	MANAGING MEMBER OF TRICADIA HOLDINGS GP, LLC; MEMBER; MEMBER - SHAREHOLDER OF CLASS C INTEREST (COMMON INTEREST) (+3 more)	—
WYATT JULIA HELENE	CFO; CHIEF FINANCIAL OFFICER; COO/CFO (+1 more)	—
MAHFOUZ LABIB SAMI	CHIEF OPERATING OFFICER	—
THOMPSON MICHAEL ANTHONY	CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL	—
SCHINDER ANDREW KEITH	CHIEF COMPLIANCE OFFICER	—

Private funds (2)

Fund	Type	Formed	Owners	Gross asset value	Min investment
TABS 2004-1, LTD.	Securitized Asset Fund	—	7	$52.2M	$250K
TABS 2005-4, LTD.	Securitized Asset Fund	—	8	$9.4M	$1.0M

Fund service providers (4)

administrator: DEUTSCHE BANK TRUST COMPANY AMERICAS (COLLATERAL ADMINISTRATOR)
administrator: MAPLES FINANCE LIMITED (ADMINISTRATOR)
administrator: THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (COLLATERAL ADMINISTRATOR)
administrator: WALKERS SPV LIMITED (ADMINISTRATOR)

More on this firm