WACHS GARY DAVID appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. WACHS GARY DAVID appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | KESTRA INSTITUTIONAL SERVICES, LLC | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | AUSTIN, TX |
| — | Form ADV | NFP ADVISOR SERVICES, LLC | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | AUSTIN, TX |
| — | Form ADV | J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | ATLANTA, GA |
| — | Form ADV | BANC ONE SECURITIES CORPORATION | DIRECTOR OF COMPLIANCE | NEW YORK, NY |