DAFT JOSEPH STEPHEN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DAFT JOSEPH STEPHEN appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FIFTH THIRD SECURITIES, INC. | CCO OF ADVISORY SERVICES | CINCINNATI, OH |
| — | Form ADV | INVESTMENT CENTERS OF AMERICA, INC. | MUNI PRINCIPAL | APPLETON, WI |
| — | Form ADV | SII INVESTMENTS, INC. | MUNI PRINCIPAL | APPLETON, WI |