INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC. of APPLETON, WI is an SEC-registered investment adviser (CRD 16443).

Registration

Officers, owners & control persons (48)

Showing 25 of 48 people.

NameRoleLocation
DREFFEIN MARY SHAWNDIRECTOR
MEYER THOMAS JOHNDIRECTOR; SECRETARY; SECRETARY & DIRECTOR (+1 more)
COLLINS MAURA KATHRYNCFO; CFO & FINOP; CFO/FINOP (+4 more)
MCGOVERN WILLIAM DAVIDSVP/CHIEF MARKETING OFFICER
JOHNSON JOHN MICHAELSVP; SVP & DIRECTOR
WELLS LEON ANDREWDIRECTOR
HOPPING ANDREW BOUTWELLCFO & FINOP; DIRECTOR
WASSON TIMOTHY DFVP CHIEF COMPLIANCE OFFICER
DAFT JOSEPH STEPHENMUNI PRINCIPAL
OSWALD MARK MICHAELCCO; CCO/VP
PENE STEPHAN ROBERTFINOP
JOHNSON LYNDA ANNFIRST VP & INTERIM COO
JACK CLIFFORD JAMESCEO; DIRECTOR; NPH PRESIDENT & CEO/DIRECTOR
LANDEFELD JENNIFER LEENPH SVP REGULATORY AFFAIRS
HERMAN JANICE LYNNOFFICER; OFFICER, SROP/CROP; VP COMPLIANCE/ROSFP (+1 more)
MILLER JAMES PETERCOO/SROP/VP/CROP; COO/SROP/VP/CROP/MUNI/SECRETARY; NPH SVP OPERATIONS (+1 more)
DESMIDT JON PATRICKMUNI PRINCIPAL; MUNI PRINCIPAL/AVP INVESTMENT ADVISORY; MUNI PRINCIPAL/DIRECTOR INVESTMENT REVIEW
KALINOWSKI DAWN MARIEFVP OPERATIONS; SVP/COO
LOASBY DAVID ANDREWCCO; CHIEF COMPLIANCE OFFICER; SVP, CHIEF COMPLIANCE OFFICER
HITTLE ALICE MICHELLEVP INVESTMENT ADVISORY
GUNDERSON GREGORY CRAIGPRESIDENT; PRESIDENT & CEO; PRESIDENT/CEO (+1 more)
GUNDERSON GERRY AINTERIM CCO; NPH GENERAL COUNSEL & SVP REGULATORY AFFAIRS; NPH SVP GENERAL COUNSEL (+6 more)
WRIGHT DANIEL EUGENENPH SVP CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT
WARD KENNETH JAMESFINOP, CFO, TREASURER/SVP
LIVINGSTON JAMES LOYD JRNPH PRESIDENT & CEO; NPH PRESIDENT & CEO/DIRECTOR

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