UNDERWOOD BRIAN CLINTON appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. UNDERWOOD BRIAN CLINTON appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WELLS FARGO ADVISORS | CHIEF COMPLIANCE OFFICER | ST. LOUIS, MO |
| — | Form ADV | A. G. EDWARDS & SONS, INC. | DIRECTOR, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | ST. LOUIS, MO |
| — | Form ADV | EDWARDS A G CAPITAL INC | CHIEF COMPLIANCE OFFICER | ST LOUIS, MO |
| — | Form ADV | GALLATIN ASSET MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | ST. LOUIS, MO |