KUWABARA AUDREY MARI appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KUWABARA AUDREY MARI appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | EMPIRE SECURITIES CORPORATION | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY, CTO, VP RISK MANAGEMENT, AML-CO | UNIVERSAL CITY, CA |
| — | Form ADV | ARQUE CAPITAL, LTD. | DIRECTOR OF RISK MANAGEMENT | PHOENIX, AZ |
| — | Form ADV | ARQUE & CO INCORORATED | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | ROLLING HILL ESTATES, CA |