FIELD CHARLES HENRY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FIELD CHARLES HENRY appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FRONTIER GLOBAL PARTNERS LLC | DIRECTOR | LA JOLLA, CA |
| — | Form ADV | NFJ INVESTMENT GROUP LLC | CHIEF LEGAL OFFICER AND SECRETARY | DALLAS, TX |
| — | Form ADV | NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC | MANAGING DIRECTOR, GENERAL COUNSEL | SAN DIEGO, CA |
| — | Form ADV | OPPENHEIMER CAPITAL LLC | CHIEF LEGAL OFFICER | NEW YORK, NY |
| — | Form ADV | ALPHA VISION CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | ALLIANZ GLOBAL INVESTORS U.S. LLC | MANAGING DIRECTOR, CHIEF LEGAL OFFICER AND SECRETARY | NEW YORK, NY |
| — | Form ADV | ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC | CHIEF LEGAL OFFICER | SAN DIEGO, CA |