OPPENHEIMER CAPITAL LLC

OPPENHEIMER CAPITAL LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 105251). Regulatory assets under management: $2.4B.

Registration

Officers, owners & control persons (25)

NameRoleLocation
Lee W YoungCHIEF LEGAL OFFICEROklahoma City, OK
FITZGERALD JOHN MICHAELCHIEF FINANCIAL OFFICER
MANEY JOHN CCHIEF FINANCIAL OFFICER
POLI FRANCIS CASIMIRCHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER
GLINSMAN COLIN JOHNCHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR
KOEPFGEN BRUCE LEWISCHIEF EXECUTIVE OFFICER
GODDARD TAEGIN DANIELCHIEF OPERATING OFFICER
SQUITIERI JANETCHIEF COMPLIANCE OFFICER
FISCHER BENNO JOHNMANAGING DIRECTOR
CLAUSSEN BARBARA RUTHEXECUTIVE COMMITTEE
WHITTINGTON MARNA CUPPEXECUTIVE COMMITTEE
PARKER JEFFREY DONALDCHIEF INVESTMENT OFFICER; MANAGING DIRECTOR
FIELD CHARLES HENRYCHIEF LEGAL OFFICER
VALEIRAS HORACIO ANDRESCHIEF INVESTMENT OFFICER
MORRIS SHARMON MARIECHIEF COMPLIANCE OFFICER
CARUSO JESSICA LYNCHIEF COMPLIANCE OFFICER
WUSSOW DEBORAH ANNCHIEF COMPLIANCE OFFICER
PUNTORIERO MICHAEL JAMESCHIEF FINANCIAL OFFICER
POOVEY KENNETH MCGRAWCHIEF EXECUTIVE OFFICER
WUSSOW-HAMMALIAN DEBORAH ANNCHIEF COMPLIANCE OFFICER
MULLEN GEOFFREY GRANTEXECUTIVE COMMITTEE; MANAGING DIRECTOR
SCHREIBER MARY ANNMANAGING DIRECTOR
MARIANO ANNEMARIE LOUISECHIEF COMPLIANCE OFFICER
HAUSLER ROBERT THOMASMANAGING DIRECTOR
PHILLIPS DAVID SAMUELMANAGING DIRECTOR

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