MAHONEY MAXWELL JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. MAHONEY MAXWELL JAMES appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NATIXIS ADVISORS, LLC | CHIEF COMPLIANCE OFFICER - SEPARATE ACCOUNTS & SENIOR VICE PRESIDENT (SVP), DEPUTY GENERAL COUNSEL | BOSTON, MA |
| — | Form ADV | WAINWRIGHT INVESTMENT COUNSEL LLC | V.P. LEGAL AND REGULATORY AFFAIRS, CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | CAPITAL ANALYSTS, INCORPORATED | INTERIM CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |
| — | Form ADV | FALCON POINT CAPITAL, LLC | SR. PORTFOLIO MANAGER & SENIOR MANAGING DIRECTOR | SAN FRANCISCO, CA |
| — | Form ADV | EGM CAPITAL | DIRECTOR | SAN FRANCISCO, CA |