RIEGEL JOYCE BARBARA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. RIEGEL JOYCE BARBARA appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | DUFF & PHELPS INVESTMENT MANAGEMENT CO. | COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | CIBC PRIVATE WEALTH ADVISORS, INC. | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | CHICAGO, IL |
| — | Form ADV | CAPITAL WEST ASSET MANAGEMENT LLC | VICE PRESIDENT, COMPLIANCE OFFICER | GREENWOOD VILLAGE, CO |