SAPERSTEIN ROBERT ANDREW appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SAPERSTEIN ROBERT ANDREW appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GUGGENHEIM PRIVATE INVESTMENTS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | CAXTON ASSOCIATES (USA) LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | GUGGENHEIM CORPORATE FUNDING, LLC | CHIEF COMPLIANCE OFFICER - IA | NEW YORK, NY |
| — | Form ADV | GUGGENHEIM WEALTH SOLUTIONS, LLC | CHIEF COMPLIANCE OFFICER | SANTA MONICA, CA |
| — | Form ADV | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | CAXTON HEALTHCARE TRADING GP LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | GSA, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |