GUGGENHEIM CORPORATE FUNDING, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 300895). Regulatory assets under management: $11.3B.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Kevin Hans Gundersen | SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE | — |
| Robert Andrew Saperstein | CHIEF COMPLIANCE OFFICER - BD; CHIEF COMPLIANCE OFFICER - IA | — |
| Joseph Robert Mccurdy | SENIOR MANAGING DIRECTOR | — |
| SAPERSTEIN ROBERT ANDREW | CHIEF COMPLIANCE OFFICER - BD; CHIEF COMPLIANCE OFFICER - IA | — |
| ROBINSON DAVID MAURICE | CHIEF LEGAL OFFICER | — |
| GUNDERSEN KEVIN HANS | SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE | — |
| JEE ROBERT TREVOR | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER - IA | — |
| CHAN YING Z | CHIEF FINANCIAL OFFICER / FINOP | — |
| HERRICK JONATHAN DAVID | CHIEF COMPLIANCE OFFICER - BD | — |
| Kerri E Cain | CHIEF COMPLIANCE OFFICER | — |