OSWALD MARK MICHAEL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. OSWALD MARK MICHAEL appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BOWMAN & COMPANY S.C. | CHIEF COMPLIANCE OFFICER | OSHKOSH, WI |
| — | Form ADV | ANNEX ADVISORY SERVICES, LLC | MANAGING PARTNER | BROOKFIELD, WI |
| — | Form ADV | BALEFIRE, LLC | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | INVESTMENT CENTERS OF AMERICA, INC. | CCO | APPLETON, WI |
| — | Form ADV | SII INVESTMENTS, INC. | CCO | APPLETON, WI |