CROSSLEY LISA DIANE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CROSSLEY LISA DIANE appears on 8 filing roles across Form ADV (8).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NUVEEN FUND ADVISORS, LLC | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | SPECTRUM ASSET MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | STAMFORD, CT |
| — | Form ADV | RITTENHOUSE ASSET MANAGEMENT, INC. | VICE PRESIDENT AND DIRECTOR OF COMPLIANCE | RADNOR, PA |
| — | Form ADV | NUVEEN INVESTMENTS ADVISERS, LLC | V.P. AND DIRECTOR OF COMPLIANCE | CHICAGO, IL |
| — | Form ADV | NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC | VICE PRESIDENT | LOS ANGELES, CA |
| — | Form ADV | NUVEEN INSTITUTIONAL ADVISORY CORP | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | NUVEEN ADVISORY CORP | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | NUVEEN SENIOR LOAN ASSET MANAGEMENT INC. | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | CHICAGO, IL |