POTTER RICHARD THOMAS JR appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. POTTER RICHARD THOMAS JR appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | PARK AVENUE SECURITIES LLC | VICE PRESIDENT/COUNSEL | NEW YORK, NY |
| — | Form ADV | GUARDIAN INVESTOR SERVICES LLC | SR. VICE PRESIDENT & COUNSEL | NEW YORK, NY |