GUARDIAN INVESTOR SERVICES LLC

GUARDIAN INVESTOR SERVICES LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 6635). Regulatory assets under management: $4.9B.

Registration

Officers, owners & control persons (34)

Showing 25 of 34 people.

NameRoleLocation
CARUSO JOSEPH ANTHONYLLC MANAGER; SECRETARY
POTTER RICHARD THOMAS JRSR. VICE PRESIDENT & COUNSEL; VICE PRESIDENT/COUNSEL
LENDERINK GARY BERTDIRECTOR; LLC MANAGER
DEPALO ARMAND MICHAELDIRECTOR; LLC MANAGER
LONG BRUCE CARSONEXECUTIVE VICE- PRESIDENT; EXECUTIVE VICE- PRESIDENT & DIRECTOR; LLC MANAGER (+1 more)
MANNING DENNISDIRECTOR; LLC MANAGER
BROATCH ROBERT ERNESTDIRECTOR; LLC MANAGER
SULLIVAN DONALD PAUL JREXECUTIVE VICE PRESIDENT; EXEC. V.P., BROKER DEALER; LLC MANAGER (+4 more)
SHAINBERG ANDREW MEADBROKER DEALER CHIEF COMPLIANCE OFFICER
CUMISKEY RICHARD ALLEN JRCHIEF COMPLIANCE OFFICER; EXECUTIVE PRESIDENT; SECOND VICE PRESIDENT (+2 more)
SORELL THOMAS GEORGECHIEF INVESTMENT OFFICER; SR. MANAGING DIRECTOR
WALTER JOHN HAROLDSR. VP & CONTROLLER
BESSEL MICHAEL JOSEPHCHIEF COMPLIANCE OFFICER, ADVISER
SKINNER MARGARET WPRESIDENT
DE CARVALHO MICHAELDIRECTOR
CALLAHAN DENNIS SLLC MANAGER
RICH TRACY LEONEXEC. VP, GENERAL COUNSEL & CORP. SEC.
DOLFI D SCOTTLLC MANAGER
WALTER JOHN HSR. VP & CONTROLLER
DONCSECZ EILEEN MARIEINVESTMENT ADVISER CHIEF COMPLIANCE OFFICER, INTERIM
SARGENT JOSEPH DUDLEYCHAIRMAN/DIRECTOR
JONES JOSEPHDIRECTOR
DUTTER PHILIP HOWARDDIRECTOR
FERRARA ARTHUR VINCENTDIRECTOR
FUTIA LEO RICHARDDIRECTOR

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