LOCY DAVID WILLIAM appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. LOCY DAVID WILLIAM appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BROOKSTONE SECURITIES, INC. | CFO, CHIEF COMPLIANCE OFFICER, FINOP, SROP | LAKELAND, FL |
| — | Form ADV | ARCHER ALEXANDER SECURITIES CORPORATION | VICE PRESIDENT | OVERLAND PARK, KS |