BROOKSTONE SECURITIES, INC.

BROOKSTONE SECURITIES, INC. of LAKELAND, FL is an SEC-registered investment adviser (CRD 13366). Regulatory assets under management: $78.0M.

Registration

Officers, owners & control persons (6)

NameRoleLocation
LOCY DAVID WILLIAMCFO, CHIEF COMPLIANCE OFFICER, FINOP, SROP; DIRECT OWNER; FINOP (+2 more)
TURBEVILLE ANTONY LEECHAIRMAN OF BOARD, CHIEF EXECUTIVE OFFICER; CHAIRMAN OF THE BOARD; PRESIDENT/CEO
KIM KYONGCHIEF COMPLIANCE OFFICER
RICHARDSON PAUL REIDPRESIDENT/CEO; PRESIDENT/CEO/FINOP
ZUMBRUN DENISE JULIUSCHIEF COMPLIANCE OFFICER
MERCIER MARK MATHERCHIEF COMPLIANCE OFFICER

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