DAUBENSPECK KEITH GREGORY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DAUBENSPECK KEITH GREGORY appears on 8 filing roles across Form ADV (8).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FIRST ALLIED SECURITIES, INC. | SHAREHOLDER | SAN DIEGO, CA |
| — | Form ADV | GREENBOOK INVESTMENT MANAGEMENT, INC. | SHAREHOLDER | SAN DIEGO, CA |
| — | Form ADV | FIRST ALLIED ASSET MANAGEMENT | SHAREHOLDER | SAN DIEGO, CA |
| — | Form ADV | FIRST ALLIED ADVISORY SERVICES, INC. | SHAREHOLDER | SAN DIEGO, CA |
| — | Form ADV | ADVANCED EQUITIES, INC. | CHAIRMAN AEFC | CHICAGO, IL |
| — | Form ADV | ROUND HILL SECURITIES, INC. | OWNER | ALAMO, CA |
| — | Form ADV | ADVANCED EQUITIES INVESTMENT ADVISERS LLC | EXECUTIVE OFFICER | CHICAGO, IL |
| — | Form ADV | DHC 2016 LLC | MEMBER | EVANSTON, IL |