FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED ADVISORY SERVICES, INC. of SAN DIEGO, CA is an SEC-registered investment adviser (CRD 137888). Regulatory assets under management: $7.0B.

Registration

Officers, owners & control persons (29)

Showing 25 of 29 people.

NameRoleLocation
QUINN MARK DAVIDCHIEF RISK OFFICER
SHELSON MARK PAULTREASURER
MOSES ROBERT JAYGENERAL COUNSEL; GENERAL COUNSEL/SECRETARY; PRESIDENT
GLASER GREGG STEVENDIRECTOR
BADGER DWIGHT OLIVERDIRECTOR; SHAREHOLDER
DAUBENSPECK KEITH GREGORYSHAREHOLDER
HOLCOMB ROBERT STEVENPRESIDENT OF AEWM; PRESIDENT OF FAWM
BOROWSKI LUANNE MARIECHIEF COMPLIANCE OFFICER
HARRISON BRETT LAMARCEO; DIRECTOR
CAMPANALE FRANK LOUISCEO OF AEWM; CEO OF FAWM
SMILEY STANLEY ROBERTVICE PRESIDENT
JUNKINS CRAIG ALLENCEO/PRESIDENT/DIRECTOR/OFFICER; PRESIDENT
HAEDIKE CHRISTINE DCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/OFFICER
RODERMUND ROBIN HENRYCHIEF OPERATING OFFICER; EVP SALES AND MARKETING; PRESIDENT/CEO (+2 more)
ANTONIADES ADAM NICHOLASDIRECTOR
MARKS JOEL ELLIOTDIRECTOR
DOZA JANICE MCHIEF FINANCIAL OFFICER; TREASURER/OFFICER
HATTON ROBERT ALLANCHIEF OPERATING OFFICER
YOUNT JEFFREY LYNNCHIEF FINANCIAL OFFICER
NEARY JOSEPH DANIELMANAGER/DIRECTOR
SCHORSCH NICHOLAS SLOANMEMBER AND MANAGER
KEEFE KEVIN MICHAELCHIEF EXECUTIVE OFFICER
MCGINNESS MATTHEWCHIEF EXECUTIVE OFFICER
SCHOTT MARY FRANCESPRESIDENT
MCKENNA NINA SCHLOESSERDIRECTOR

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