SBOTO THOMAS JOSEPH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SBOTO THOMAS JOSEPH appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FIRST ALLIED SECURITIES, INC. | EXECUTIVE VICE PRESIDENT | SAN DIEGO, CA |
| — | Form ADV | LEGEND ADVISORY, LLC | EXECUTIVE VICE PRESIDENT | PALM BEACH GARDENS, FL |
| — | Form ADV | ROUND HILL SECURITIES, INC. | EXECUTIVE VICE PRESIDENT | ALAMO, CA |