MINDLIN JEFFREY JOEL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. MINDLIN JEFFREY JOEL appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CETERA INVESTMENT MANAGEMENT LLC | EXECUTIVE DIRECTOR & CO-CIO | SCHAMBURG, IL |
| — | Form ADV | GREENBOOK INVESTMENT MANAGEMENT, INC. | DIR. OF RESEARCH/CO-PORTFOLIO MANAGER DISCRETIONARY ACCOUNTS | SAN DIEGO, CA |
| — | Form ADV | FIRST ALLIED ASSET MANAGEMENT | CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |