CETERA INVESTMENT MANAGEMENT LLC of SCHAMBURG, IL is an SEC-registered investment adviser (CRD 165436).
Compensation: Other.
Clients served: Other.
Showing 25 of 61 people.
| Name | Role | Location |
|---|---|---|
| Jose Luis Rodriguez | CHIEF COMPLIANCE OFFICER | Luxembourg, N4 |
| Jeffrey Robert Buchheister | CHIEF FINANCIAL OFFICER | — |
| Maura Rie Mizuguchi | CHIEF ACCOUNTING OFFICER | — |
| Thomas Andrew Gooley | MANAGER | — |
| Joseph Daniel Neary | MANAGER, VP, CEO, PRESIDENT | — |
| Stanley Robert Smiley | VICE PRESIDENT | — |
| Lisa Anne Gok | SECRETARY | — |
| Allan Keith Shores | TREASURER | — |
| David James Van Havermaat | ASSISTANT SECRETARY | — |
| Winnie Ai-Ling Lee | ASSISTANT SECRETARY | — |
| Tamas Vays | MANAGER | — |
| Serge Budevich | VICE PRESIDENT, TAX OFFICER | — |
| Todd Christopher Mackay | MANAGER | — |
| Matthew Neil Kalani Fries | VICE PRESIDENT | — |
| Thomas Gooley | MANAGER | — |
| Gene Fitzgerald Goldman | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER, MANAGER | — |
| Gary Lynn Chaffin | TAX OFFICER | — |
| Jeremy Scott Carr | SECRETARY | — |
| Thomas Byron Taylor | CEO, PRESIDENT | — |
| GOK LISA ANNE | ASSISTANT SECRETARY; SECRETARY | — |
| SHELSON MARK PAUL | CHIEF FINANCIAL OFFICER AND TREASURER; TREASURER | — |
| HAMEL CYNTHIA A | MANAGER | — |
| VASQUEZ ENRIQUE MARTIN | MANAGER; PRESIDENT AND CEO | — |
| COLUMBUS CRAIG EDWARD | PRESIDENT; PRESIDENT AND CEO | — |
| MINDLIN JEFFREY JOEL | EXECUTIVE DIRECTOR & CO-CIO | — |