SCARPA RALPH JOSEPH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SCARPA RALPH JOSEPH appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SPRING LAKE EQUITY GP LLC | MEMBER AND CHIEF COMPLIANCE OFFICER | BURLINGTON, MA |
| — | Form ADV | SPRING LAKE EQUITY MANAGEMENT LLC | MANAGING MEMBER AND CCO | BURLINGTON, MA |
| — | Form ADV | WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC | ELECTED MANAGER | NEW YORK, NY |
| — | Form ADV | CAPITAL MANAGEMENT ASSOCIATES INC | PRESIDENT | NEW YORK, NY |
| — | Form ADV | WELLINGTON SHIELDS & CO., LLC | MANAGING MEMBER | NEW YORK, NY |
| — | Form ADV | SHIELDS CAPITAL CORPORATION | MANAGING DIRECTOR | NEW YORK, NY |