SHIELDS CAPITAL CORPORATION of NEW YORK, NY is an SEC-registered investment adviser (CRD 11053). Regulatory assets under management: $26.0M.
| Name | Role | Location |
|---|---|---|
| ZOCK JR ROBERT ANTHONY | MANAGING DIRECTOR | — |
| SHIELDS DAVID VINCENT | MANAGING DIRECTOR; PRESIDENT; PRESIDENT & MANAGING DIRECTOR | — |
| SCARPA RALPH JOSEPH | MANAGING DIRECTOR; SECRETARY; SECRETARY & MANAGING DIRECTOR | — |
| MEYER CHRISTOPHER FRANCIS | CHIEF COMPLIANCE OFFICER | — |
| HUGHES WILLIAM FRIERSON JR | CHIEF COMPLIANCE OFFICER | — |
| HUGHES BRENDAN PATRICK | VICE PRESIDENT | — |
| KEEP BRIAN HUDSON | VICE PRESIDENT | — |
| CURCURU PHILIP MICHAEL | CFO; CHIEF OPERATIONS OFFICER | — |
| SHIELDS JOSEPH VINCENT JR | CHAIRMAN & MANAGING DIRECTOR | — |
| VANCLEVE KEVIN PATRICK | MSRB PRINCIPAL | — |
| RANSOM ROBERT EDWIN | VICE PRESIDENT | — |