SMITH ALLEN THOMAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH ALLEN THOMAS appears on 22 filing roles across Form ADV (22).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | DWS INVESTMENT MANAGEMENT AMERICAS, INC. | SECRETARY AND CHIEF LEGAL OFFICER | NEW YORK, NY |
| — | Form ADV | BEACON WEALTHCARE LLC | MEMBER, OWNER | RALEIGH, NC |
| — | Form ADV | FOLIOBEYOND, LLC | CHIEF STRATEGIST | — |
| — | Form ADV | CHAPIN DAVIS, INC | CHIEF COMPLIANCE OFFICER | BALTIMORE, MD |
| — | Form ADV | TTV CAPITAL, LLC | MANAGING PARTNER; TRUSTEE OF WILLIAM THOMAS SMITH, JR. REVOCABLE TRUST DATED FEBRUARY 16, 2016 | ATLANTA, GA |
| — | Form ADV | INVESCO INVESTMENT ADVISERS LLC | DIRECTOR, EXEC. VP, GEN. COUNSEL, SECRETARY | DOWNERS GROVE, IL |
| — | Form ADV | NYL INVESTORS LLC | MANAGING DIRECTOR/GENERAL COUNSEL | NEW YORK, NY |
| — | Form ADV | NEW YORK LIFE INVESTMENT MANAGEMENT LLC | MANAGING DIRECTOR/GENERAL COUNSEL | NEW YORK, NY |
| — | Form ADV | BIRMINGHAM CAPITAL MANAGEMENT CO INC | PRESIDENT | BIRMINGHAM, AL |
| — | Form ADV | REFLOW SERVICES, LLC | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | DB INVESTMENT MANAGERS, INC | CHIEF LEGAL OFFICER | NEW YORK, NY |
| — | Form ADV | DEUTSCHE ASSET MANAGEMENT INC | SECRETARY AND CHIEF LEGAL OFFICER | NEW YORK, NY |
| — | Form ADV | INVESTMENT COMPANY CAPITAL CORP. | SECRETARY & CHIEF LEGAL OFFICER | NEW YORK, NY |
| — | Form ADV | VAN KAMPEN ADVISORS INC | DIRECTOR, MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | SHORELINE FINANCIAL ADVISORS, LLC | MEMBER / CHIEF COMPLIANCE OFFICER | GUILFORD, CT |
| — | Form ADV | NACKERS & ASSOCIATES, INC. | BENEFICIAL OWNER | BROOKFIELD, WI |
| — | Form ADV | BREEDEN EUROPEAN VENTURES LLC | MANAGING DIRECTOR | GREENWICH, CT |
| — | Form ADV | BREEDEN CAPITAL MANAGEMENT LLC | MANAGING DIRECTOR | GREENWICH, CT |
| — | Form ADV | ANTHONY SMITH ADVISORS, INC. | SECRETARY/SHAREHOLDER | ATLANTA, GA |
| — | Form ADV | VAN KAMPEN INVESTMENT ADVISORY CORP | DIR, EXEC VP, GEN COUNSEL, SECRETARY | OAKBROOK PLAZA, IL |
| — | Form ADV | VAN KAMPEN MANAGEMENT INC. | DIR, EXEC VP, GEN COUNSEL, SECRETARY | OAKBROOK TERRACE, IL |
| — | Form ADV | STONEHENGE FINANCIAL PARTNERS, LLC | PRINCIPAL | NEW YORK, NY |