LEE STEPHEN THOMAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. LEE STEPHEN THOMAS appears on 13 filing roles across Form ADV (13).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | DIRECTOR AND PRESIDENT | MINNEAPOLIS, MN |
| — | Form ADV | EATON VANCE MANAGEMENT | TRUSTEE | BOSTON, MA |
| — | Form ADV | BOSTON MANAGEMENT AND RESEARCH | TRUSTEE | BOSTON, MA |
| — | Form ADV | CALVERT RESEARCH AND MANAGEMENT | TRUSTEE | WASHINGTON, DC |
| — | Form ADV | PARAMETRIC PORTFOLIO ASSOCIATES LLC | CHIEF INVESTMENT OFFICER | SEATTLE, WA |
| — | Form ADV | EATON VANCE ADVISERS INTERNATIONAL LTD. | TRUSTEE | LONDON |
| — | Form ADV | EATON VANCE WATEROAK ADVISORS | TRUSTEE | BOSTON, MA |
| — | Form ADV | FERRELL WEALTH MANAGEMENT INC. | CHIEF COMPLIANCE OFFICER | WINTER PARK, FL |
| — | Form ADV | HEXAVEST INC. | TRUSTEE | MONTREAL, PROVINCE QUEBEC |
| — | Form ADV | RBC ALTERNATIVE ASSET MANAGEMENT INC. | DIRECTOR | NEW YORK, NY |
| — | Form ADV | THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY | PORTFOLIO MANAGER | MINNEAPOLIS, MN |
| — | Form ADV | INVESTORS MARK ADVISOR, LLC | CEO | MINNEAPOLIS, MN |
| — | Form ADV | VOYAGEUR ASSET MANAGEMENT (MA) INC. | DIRECTOR AND COO | BOSTON, MA |