THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY

THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY of MINNEAPOLIS, MN is an SEC-registered investment adviser (CRD 105370). Regulatory assets under management: $30.9B.

Registration

Officers, owners & control persons (17)

NameRoleLocation
POHLAD JOHN MICHAELSHAREHOLDER
POHLAD JAMES OROURKESHAREHOLDER
POHLAD ROBERT CARLSHAREHOLDER
DOUGHERTY MICHAEL EMMETTCHAIR, DIRECTOR & MEMBER OF ULTIMATE PARENT; DIRECTOR; SHAREHOLDER
ABOOD THOMAS JOSEPHEVP, SECRETARY, DIRECTOR; SECRETARY, DIRECTOR; SECRETARY, DIRECTOR, CHAIRMAN
ZIERMANN PAMELA KAY REINITZSR VICE PRESIDENT,COMPLIANCE AND HUMAN RESOURCES, CHIEF COMPLIANCE OFFICER; SR VICE PRESIDENT,COMPLIANCE, CHIEF COMPLIANCE OFFICER; VICE PRESIDENT,COMPLIANCE AND HUMAN RESOURCES OF ADMINISTRATOR (+1 more)
JANOUSEK ROSEMARYPRESIDENT; PRINCIPAL; PRINCIPAL, DIRECTOR OF OPERATIONS (+2 more)
BALLSRUD RICHARD EDWARDEXECUTIVE VICE PRESIDENT, DIRECTOR; PRINCIPAL, EXECUTIVE VICE PRESIDENT, DIRECTOR
HANSEN JACK LEGAREEVP,CHIEF INVESTMENT OFFICER AND DIRECTOR; PRINCIPAL, EVP, CHIEF INVESTMENT OFFICER AND DIRECTOR
LEE THOMAS BERNARDPORTFOLIO MANAGER; PRINCIPAL, SENIOR PORTFOLIO MANAGER; SENIOR PORTFOLIO MANAGER
SANDBERG MICHELLE MARIETREASURER, DIRECTOR
KRAUT GERALD ANTHONYDIRECTOR; EVP, BOARD CHAIR, DIRECTOR; SHAREHOLDER
LEE STEPHEN THOMASPORTFOLIO MANAGER
BALLSRUD JASON RICHARDEXECUTIVE VICE PRESIDENT, DIRECTOR
DOUGHERTY KELLY ANNESHAREHOLDER
HANSEN JACKEVP,CHIEF INVESTMENT OFFICER AND DIRECTOR; EXECUTIVE VICE PRESIDENT, DIRECTOR
CHAFFEE ORISON YOUNGMANAGING PRINCIPAL; MANAGING PRINCIPAL, PRESIDENT

Private funds (6)

FundTypeFormedOwnersGross asset valueMin investment
THE CLIFTON COMMODITIES FUND LPHedge Fund13$288.0M$2.0M
CLIFTON GLOBAL BALANCED RISK FUND LTDHedge Fund1$50.0M$10.0M
CLIFTON DEFENSIVE EQUITY FUND LLCHedge Fund4$39.5M$5.0M
CLIFTON EQUAL SECTOR COMMODITY STRATEGY FUND LLCHedge Fund1$18.0M$5.0M
CLIFTON U.S. INFLATION-LINKED BOND FUND LTD.Hedge Fund1$18.0M$10.0M
CLIFTON INTERNATIONAL INFLATION-LINKED BOND FUND LTD.Hedge Fund1$14.0M$12.0M

Fund service providers (1)

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